Roger H. Saks, AIF
Managing Director/Investments
Contact Me
About Me
Roger started his investment industry career in 1992 and joined Stifel in 2015. Prior to joining Stifel, he began his career at Goldman Sachs, where he focused on bonds and worked in the fixed income division, holding positions in several areas, including investment banking, corporate bond trading, and mortgage and asset-backed bond sales. Roger then joined Lehman Brothers to focus on equities and worked directly with hedge funds in sourcing investment ideas and portfolio risk management. He moved to Barclays in 2008 and focused on wealth management for high-net-worth individuals, family offices, and mid-sized companies. At Stifel, Roger emphasizes comprehensive wealth planning for entrepreneurs, family businesses, executives, and financial professionals.
Roger earned a B.S. in Economics from the Wharton School at the University of Pennsylvania. He holds Series 7, 9 & 10, 55, 63, and 66 securities licenses.
Roger grew up in New Jersey and now travels from New York City to a home in New York’s Adirondacks and the St. Petersburg, Florida, area. Roger enjoys spending time with his wife and four “almost grown” children. Philanthropically, Roger is active with several organizations that promote education and career opportunities for disadvantaged youth and organizations that protect the ecosystem around the Lake George region. He is an avid downhill skier, an “improving” water skier, and has recently taken up the sport of pickle ball, with some ambitious personal goals. Some of his other hobbies include hiking, road biking, boating, amateur photography, and personal fitness.
Roger H. Saks
AIF
AIF
Managing Director/Investments
2123281680
Roger started his investment industry career in 1992 and joined Stifel in 2015. Prior to joining Stifel, he began his career at Goldman Sachs, where he focused on bonds and worked in the fixed income division, holding positions in several areas, including investment banking, corporate bond trading, and mortgage and asset-backed bond sales. Roger then joined Lehman Brothers to focus on equities and worked directly with hedge funds in sourcing investment ideas and portfolio risk management. He moved to Barclays in 2008 and focused on wealth management for high-net-worth individuals, family offices, and mid-sized companies. At Stifel, Roger emphasizes comprehensive wealth planning for entrepreneurs, family businesses, executives, and financial professionals.
Roger earned a B.S. in Economics from the Wharton School at the University of Pennsylvania. He holds Series 7, 9 & 10, 55, 63, and 66 securities licenses.
Roger grew up in New Jersey and now travels from New York City to a home in New York’s Adirondacks and the St. Petersburg, Florida, area. Roger enjoys spending time with his wife and four “almost grown” children. Philanthropically, Roger is active with several organizations that promote education and career opportunities for disadvantaged youth and organizations that protect the ecosystem around the Lake George region. He is an avid downhill skier, an “improving” water skier, and has recently taken up the sport of pickle ball, with some ambitious personal goals. Some of his other hobbies include hiking, road biking, boating, amateur photography, and personal fitness.
Sophia Marzo
Registered Client Service Associate
Contact Me
About Me
Sophia began her financial services career at Stifel in 2023. Instrumental to the team, Sophia is the first point of contact for all clients. She is responsible for providing client service, completing administrative tasks, and operational services. Sophia earned a B.B.A. and MBA from the University of Scranton. She also holds Series 7 and 63 securities licenses.
Sophia resides in Staten Island, where she was born and raised, and her family lives in New Jersey. She has played softball all her life, enjoys being active, going out with friends, and doing anything outdoors. When she is not enjoying nature, or spending time with friends, she values spending time with her family.
Sophia Marzo
Registered Client Service Associate
2123281071
Sophia began her financial services career at Stifel in 2023. Instrumental to the team, Sophia is the first point of contact for all clients. She is responsible for providing client service, completing administrative tasks, and operational services. Sophia earned a B.B.A. and MBA from the University of Scranton. She also holds Series 7 and 63 securities licenses.
Sophia resides in Staten Island, where she was born and raised, and her family lives in New Jersey. She has played softball all her life, enjoys being active, going out with friends, and doing anything outdoors. When she is not enjoying nature, or spending time with friends, she values spending time with her family.
Thomas P. McDonnell
Vice President/Client Service
Contact Me
About Me
Tom began his investment industry career in 2010 and joined Stifel in 2015 as part of its acquisition of Barclays Wealth and Investment Management, Americas. He focuses most of his efforts on client relationship management, trade execution, and investment analysis for the team. He holds Series 7 and 66 securities licenses.
Tom earned a Bachelor of Arts in History from Amherst College. Outside the office, he enjoys reading and coaching youth lacrosse. He currently resides in Manhasset, Long Island, with his family.
Thomas P. McDonnell
Vice President/Client Service
2123281697
Tom began his investment industry career in 2010 and joined Stifel in 2015 as part of its acquisition of Barclays Wealth and Investment Management, Americas. He focuses most of his efforts on client relationship management, trade execution, and investment analysis for the team. He holds Series 7 and 66 securities licenses.
Tom earned a Bachelor of Arts in History from Amherst College. Outside the office, he enjoys reading and coaching youth lacrosse. He currently resides in Manhasset, Long Island, with his family.
Lynda A. Tormey
Client Relationship Manager
Contact Me
About Me
Lynda joined Stifel in 2015 as part of its acquisition of Barclays Wealth and Investment Management, Americas. She has more than 35 years of experience in financial services, helping clients address their day-to-day account-related needs.
Prior to joining Stifel and Barclays, Lynda worked at Credit Suisse. Previously, she was at Donaldson Lufkin & Jenrette.
Lynda was born, raised, and currently resides in Staten Island. She is a supporter of various Staten Island charities, including The Global Medical Relief Fund and The Cross-Road Foundation.
Lynda A. Tormey
Client Relationship Manager
2123281348
Lynda joined Stifel in 2015 as part of its acquisition of Barclays Wealth and Investment Management, Americas. She has more than 35 years of experience in financial services, helping clients address their day-to-day account-related needs.
Prior to joining Stifel and Barclays, Lynda worked at Credit Suisse. Previously, she was at Donaldson Lufkin & Jenrette.
Lynda was born, raised, and currently resides in Staten Island. She is a supporter of various Staten Island charities, including The Global Medical Relief Fund and The Cross-Road Foundation.
